SEC Filings D
AP PHARMA INC filed Form D 11/05/09

FORM D
Notice of Exempt Offering of Securities

13. Offering and Sales Amounts:

Total Offering Amt $ 16,642,811

Total Amt Sold $ 8,142,817

Tot. left to sell $ 8,499,994

14. Investors:

...number of investors already invested in the offering: 7

9. Type(s) of Securities Offered:

Equity;
Option, Warrant or Other Right to Acquire Another Security;
Other (describe)
(i) Common Stock and (ii) Warrants to purchase shares of Common Stock (including the shares of Common Stock issuable upon exercise of the Warrants).